Proprietary & Fiduciary

Services Pty Ltd

CAR

CAR Platform

Everything you need
to operate.
Nothing you don't.

Joining the Proprietary & Fiduciary network as a Corporate Authorised Representative gives your business the regulatory framework to deliver wholesale financial services, backed by 25 years of established governance, a licence built on trust, and a network of experienced professionals operating to the same standard.

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01

How it works

Your business,
within our trusted network.

A Corporate Authorised Representative (CAR) is a company that holds written authority from an Australian Financial Services Licensee to provide specified financial services — without holding their own AFSL.

Proprietary & Fiduciary Services Pty Ltd holds AFSL 258057 and maintains the licence-level governance framework (supervisory arrangements, compliance documentation, and regulatory oversight) that underpins the network.

You retain full operational independence. As a network member, you operate within the agreed framework — individually responsible for ensuring your activities meet the standards required under the licence and your appointment terms.

What we provide

  • Established AFSL (No. 258057)
  • Compliance and governance infrastructure
  • Supervisory frameworks and oversight
  • Regulatory relationship with ASIC
  • Incident escalation and breach management

Your role as a network member

  • Full commercial independence
  • Your client relationships and fees
  • Your brand and market identity
  • Business development decisions
  • Responsibility for operating within your authorised scope

02

Who it's for

We build our network with established teams
with genuine wholesale market experience.

The Proprietary & Fiduciary network is built on trust and expertise. We admit corporate entities with demonstrated financial markets capability and genuine governance standards. This is not the right arrangement for those new to the industry or seeking retail distribution.

Corporate advisors

M&A advisory, capital markets advice, and financial product recommendations to wholesale institutional clients.

Financial product distributors

Arranging and facilitating transactions in financial products for sophisticated wholesale investors.

Capital raising specialists

Supporting wholesale equity and debt transactions, investor communications, and deal management.

Boutique investment teams

Experienced professionals establishing an independent wholesale practice without the overhead of an AFSL.

Underwriting participants

Entities participating in underwriting and capital markets activities under individual appointment terms.

Spinning-out practitioners

Teams separating from larger institutions who need a compliant framework to continue operating immediately.

03

The appointment process

From enquiry to authorised
in four steps.

01

Submit an enquiry

Tell us about your organisation and proposed activities. No obligation on either side. Strictly confidential.

02

Eligibility review

We assess your governance capability, wholesale-client focus, and alignment with the platform scope.

03

Written appointment

Eligible entities enter a formal agreement establishing the specific scope and supervisory arrangements.

04

Operate and grow

Run your business independently — serving your clients and making your own commercial decisions within the framework.

Start with an enquiry

04

Why it works

Six reasons experienced teams
join our network.

Enquire now

Get to market faster

Skip the 12–18 month AFSL application process. Authorisation can follow within weeks of a successful eligibility review.

Licence framework in place

Supervision, conflicts management, recordkeeping, and incident escalation frameworks are established — network members operate within them, upholding their own conduct obligations.

Full operational control

Your business, your clients, your fees. The CAR framework gives you the authorisation — you retain complete commercial independence.

A network built on trust

AFSL 258057 has operated continuously since 2001. Network members benefit from two decades of established governance and an unblemished regulatory record.

Proportionate oversight

Supervisory intensity is calibrated to your actual activities. Rigorous where required, proportionate everywhere else.

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Important: The information on this page is general in nature and does not constitute financial, legal, or regulatory advice. The scope of any CAR arrangement is determined solely by individual appointment documentation. Not all enquiries will proceed to further discussion.