Proprietary & Fiduciary

Services Pty Ltd

AFSL

Authorised Activities

What you can do
under our licence.

AFSL 258057 covers a defined set of wholesale financial services. The activities available to you as a CAR are individually scoped in your appointment documentation — the categories below represent the full range available under the platform.

Conference room and boardroom

Your scope is tailored to you

Not all activities below will apply to every CAR — the precise scope of your authority is set by your individual appointment documentation. Submit an enquiry to discuss what's possible for your specific business.

I

Research houses · Advisory firms · Product specialists

General Financial Product Advice

Provide general financial product advice to wholesale clients — delivering research, market analysis, and product recommendations to sophisticated institutional audiences.

  • Wholesale and institutional clients only
  • General advice — personal advice is not authorised
  • Scope defined by your individual appointment
  • Supported by our governance and supervision framework

II

Brokers · Dealers · Transaction facilitators

Dealing in Financial Products

Arrange and facilitate financial product transactions for wholesale clients — handling the execution and facilitation side of deals without the overhead of an independent dealer licence.

  • Arrangement of transactions on behalf of wholesale clients
  • Must remain within AFSL and written authority scope
  • Discretionary management is not authorised
  • Tailored to each CAR's individual appointment terms

III

Capital raisers · Placement agents · Deal advisors

Capital Raising & Transaction Support

Support wholesale investment transactions from origination to close — investor communications, transaction management, and capital market activities within individually documented parameters.

  • Support for wholesale equity and debt transactions
  • Investor communications and transaction materials
  • Retail distribution is not authorised
  • Parameters set by individual appointment documentation

IV

Underwriters · Capital markets specialists

Underwriting & Capital Markets

Participate in underwriting and capital markets activities for wholesale clients where expressly permitted — enabling participation in deal structures that require AFSL coverage.

  • Participation in underwriting where expressly documented
  • Capital markets activities for wholesale clients
  • Restricted to the terms of the individual appointment
  • Subject to ongoing regulatory compliance obligations

V

Case-by-case assessment

Additional Activities

Additional wholesale financial services activities may be considered on a case-by-case basis where they fall within AFSL 258057 conditions and specific written authorisation is provided.

  • Considered on a case-by-case basis only
  • Requires specific written authorisation prior to commencement
  • Must remain within AFSL licence conditions
  • Subject to suitability and governance assessment
Finance professional at desk

Not sure if your activities qualify?

Submit a confidential enquiry to discuss your specific business.

The authorised scope for any CAR is tailored to each appointment. We're happy to have a confidential conversation about whether your proposed activities are compatible with the platform.