Proprietary & Fiduciary

Services Pty Ltd

01

AFSL 258057 · Since 2001

Your business,
Our AFSL Network.

Proprietary & Fiduciary Services has spent 25 years building a trusted network of experienced wholesale financial professionals. We selectively admit partners whose expertise, governance standards, and values reflect the integrity our network demands.

Sydney city skyline with Harbour Bridge

25+

Years

2001

Since

Selective

Admission

AFSL

258057

02

The alternative

Weeks to market.
Not years.

An independent AFSL can take 12–18 months and significant legal cost. Joining the Proprietary & Fiduciary network as an authorised partner removes that barrier, connecting you with 25 years of established governance and a licence built on trust.

Weeks

Typical time to authorisation

25+

Years of continuous operation

12–18mo

Typical timeline for an independent AFSL application

Infrastructure ready

Compliance, supervision, and recordkeeping already in place from day one.

Operational independence

Your clients, your fees, your decisions — within the agreed network framework.

Wholesale scope

Restricted to wholesale clients under the licence — the right structure for experienced professional teams. Retail distribution is not permitted.

Proportionate oversight

Supervision calibrated to the nature and scale of your activities.

03

The licence

25+

Years of continuous operation

AFSL 258057 first granted in 2001. Maintained without interruption since.

AFSL 258057

Licence number

Regulated under the Corporations Act 2001 (Cth). Issued by ASIC.

Wholesale

Clients only — a licence restriction

The licence is restricted to wholesale clients under the Corporations Act 2001. Retail distribution and personal advice are not within scope.

Sydney city skyline across the harbour

Who we partner with

We partner with established teams
in wholesale markets.

Corporate advisory teams

Providing M&A, capital markets, or strategic financial advice to sophisticated institutional clients.

Financial product distributors

Arranging or facilitating wholesale investment transactions and product placements.

Capital raising specialists

Supporting wholesale equity or debt transactions for issuer and investor clients.

Boutique investment professionals

Experienced teams establishing or growing an independent wholesale financial services practice.

04

Selective admission

We admit only those
who meet our standard.

The Proprietary & Fiduciary network is built on trust accumulated over 25 years. Our admission process is based on three core values.

01

Sound governance capability

A corporate structure with established governance arrangements and the operational capability to uphold your individual obligations as a network member.

02

Clean regulatory history

No material regulatory action, enforceable undertakings, or unresolved compliance matters. Transparency about your history is a prerequisite.

03

Values alignment

A genuine commitment to operating with integrity and maintaining the standards of conduct that define our network's reputation across 25 years.

05

Authorised activities

What you can do
under our licence.

Each CAR's authorised scope is individually determined by their appointment documentation. The categories below represent the principal services available under AFSL 258057.

Full scope of activities →

I

Wholesale clients

Financial Product Advice

Provide general advice on financial products to sophisticated institutional and wholesale clients within the terms of your written appointment.

II

Transaction facilitation

Dealing in Financial Products

Arrange and facilitate transactions for wholesale clients across the product classes covered by your individual appointment documentation.

III

Wholesale transactions

Capital Raising Support

Support wholesale investment transactions and capital market activities, including deal management within defined parameters.

IV

Where expressly permitted

Underwriting & Capital Markets

Participate in underwriting and capital markets activities where expressly permitted under your individual appointment terms.

06

Joining our network

From introduction to
network member in four steps.

01

Express your interest

Tell us about your entity and proposed wholesale activities. Strictly confidential.

02

Eligibility & trust review

We assess your governance capability, wholesale-market expertise, and alignment with our network's standards.

03

Partnership agreement

Formal agreement establishing your authorised scope, obligations, and supervisory arrangements.

04

Operate as a network member

Independent delivery of services, within your authorised scope and the standards the network demands.

Begin your enquiryAbout the platform
Lush Australian mountain landscape

07

Why join our network

25 years of trusted operation — and a network built to last.

AFSL 258057 has operated continuously since 2001. Joining our network means operating within governance frameworks and supervisory processes built over two decades, and committing to the same standards of conduct that define our reputation.

25+ years operating

AFSL 258057 held continuously since 2001 — a clean regulatory record and tested governance.

Wholesale scope

The licence is restricted to wholesale clients under the Corporations Act. Retail distribution and personal advice are outside the scope of this network.

Shared framework

Licence-level compliance and supervisory frameworks in place. Network members operate within them and uphold their own conduct obligations.

Operational independence

Full commercial independence over your clients, fees, and decisions, within the agreed network framework.

Proportionate oversight

Supervision calibrated to the nature and scale of your authorised activities.

Selective admission

We admit only those whose expertise, governance capability, and values align with our network's principles.

View governance framework →

CAR

Confidential enquiries

Ready to join
our network?

We selectively admit corporate entities whose expertise, governance standards, and values align with the principles that have defined our network for over 25 years. All discussions are conducted in strict confidence.

Express your interest